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SOC2 - CC9.2

The entity assesses and manages risks associated with vendors and business partners

Establishes Requirements for Vendor and Business Partner Engagements

The entity establishes specific requirements for a vendor and business partner engagement that includes (1) scope of services and product specifications, (2) roles and responsibilities, (3) compliance requirements, and (4) service levels

Assesses Vendor and Business Partner Risks

The entity assesses, on a periodic basis, the risks that vendors and business partners (and those entities’ vendors and business partners) represent to the achievement of the entity’s objectives

Assigns Responsibility and Accountability for Managing Vendors and Business Partners

The entity assigns responsibility and accountability for the management of risks associated with vendors and business partners

Establishes Communication Protocols for Vendors and Business Partners

The entity establishes communication and resolution protocols for service or product issues related to vendors and business partners

Establishes Exception Handling Procedures From Vendors and Business Partners

The entity establishes exception handling procedures for service or product issues related to vendors and business partners

Assesses Vendor and Business Partner Performance

The entity periodically assesses the performance of vendors and business partners

Implements Procedures for Addressing Issues Identified During Vendor and Business Partner Assessments

The entity implements procedures for addressing issues identified with vendor and business partner relationships

Implements Procedures for Terminating Vendor and Business Partner Relationships

The entity implements procedures for terminating vendor and business partner relationships

Obtains Confidentiality Commitments from Vendors and Business Partners

The entity obtains confidentiality commitments that are consistent with the entity’s confidentiality commitments and requirements from vendors and business partners who have access to confidential information

Assesses Compliance With Confidentiality Commitments of Vendors and Business Partners

On a periodic and as-needed basis, the entity assesses compliance by vendors and business partners with the entity’s confidentiality commitments and requirements

Obtains Privacy Commitments from Vendors and Business Partners

The entity obtains privacy commitments, consistent with the entity’s privacy commitments and requirements, from vendors and business partners who have access to personal information

Assesses Compliance with Privacy Commitments of Vendors and Business Partners

On a periodic and as-needed basis, the entity assesses compliance by vendors and business partners with the entity’s privacy commitments and requirements and takes corrective action as necessary.

Mapped SCF controls